Fees for our services are as individualized as the needs of our clients. As different products and services will have different risks, they also will have different costs.
Our fees are always 100% transparent, meaning that our clients understand exactly how much they’re paying and what they’re paying for.
Our highly experienced team will direct and supervise the investment management of your assets. This is accomplished by maintaining an appropriate portfolio asset allocation year after year in light of your changing needs and market conditions. Quarterly, systematic fee compensation will be charged for this personalized service. Your fee schedule will be determined by your specific situation and may be higher or lower depending on your needs. Our standard fee schedule is below.
This sample fee schedule reflects the Adviser Fee that we typically charge in connection with clients' fee-based investment advisory accounts in Osaic FS sponsored investment advisory programs. It does not reflect any other fees that clients will be charged when applicable, including, but not limited to, Sponsor Fees, Firm Fees, Broker-dealer and Custodian Fees, Strategist Fees, Manager Fees, Overlay Services Fees, applicable trading, execution, or brokerage service fees, or internal investment product fees (e.g., 12b-1 fees on mutual funds). Clients should refer to their written agreements with Osaic FS and accompanying fee schedules for definitive information regarding the fees they will pay and the method of calculating such fees. For additional information on applicable fees, clients should also review Osaic FS’s Form CRS, applicable Forms ADV Part 2A, and applicable Total Program Fee Guide, all of which are available at www.osaic.com/fs under Disclosures.
Our office can provide advice on a project basis, depending on your needs. We will engage in an initial review to determine the scope of the project and create a proposal outlining the details, including the engagement agreement and invoice that defines the fees that will be charged. Our hourly fee for financial advice is:
Our standard fee for most financial plans is $5,000 Certain plan fees may be greater or less than this based on the complexity of the financial situation. An exact quote will be given per individual situation.
This description of services and sample fees is provided for informational purposes only. The specific services to be provided and fees to be charged to each client are negotiated with each client and set forth in a written agreement with Osaic FS and accompanying fee schedules. Clients should refer to their written agreement with Osaic FS and accompanying fee schedules for definitive information regarding the services they are entitled to receive and the fees they will pay for those services. For additional information on services and fees, clients should also review Osaic FS’s Form CRS and applicable Forms ADV Part 2A, which are available at www.osaic.com/fs under Disclosures.
At your first meeting with a financial advisor -- a complementary, no-obligation consultation that can be completed in-person or virtually -- we’ll want to learn as much as we can about your full financial picture. That means we’ll want to know about your cash flow and assets, your short-term and long-term financial goals, as well as information about any debt you’ve accumulated or tax obligations you’re concerned about.
While this may seem like a lot to tell someone you’ve just met, remember, the better your financial advisor understands your situation, the more we can do to help. Our financial advice is comprehensive, judgement-free, research-based and always in your best interest.
Securities and investment advisory services offered through Osaic FS, Inc., member FINRA/SIPC. Osaic FS is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic FS.
Osaic FS, Inc. and its representatives do not offer tax or legal advice. Individuals should consult their tax or legal professionals regarding their specific circumstances.
See Osaic FS’s Form CRS Customer Relationship Summary, available here, for succinct information about the relationships and services Osaic FS offers to retail investors, related fees and costs, specified conflicts of interest, standards of conduct, and disciplinary history, among other things. Osaic FS’s Forms ADV, Part 2A, which describe Osaic FS’s investment advisory services, Regulation Best Interest Disclosure Document, which describes Osaic FS’s broker-dealer services, and other client disclosure documents can be found here.
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